Building stronger second lines
Risk and Compliance solutions for the Wealth Management world
What we do
Regulatory and Operational Risk Consulting
Independent Risk Assessments
Independent BRA and Risk reviews, help with developing risk appetite and incorporating conduct risk drivers
Policy and Procedures
Write, review, rationalise and operationalise. What Compliance Monitoring really needs to be testing.
Behavioural Risk Drivers
Risk and Compliance Systems Development
Developing risk assessment systems that integrate into the process.
Good governance, transparency, risk-driven analysis and
Cost of Control
No control should cost more than the risk that it is managing.
Offshore Wealth Management
With over 30 years working in risk, and 17 in offshore wealth management.
Working with Redwood Business Risk Consulting, as I like working with like-minded visionaries.
Clarity and Impact
My goal is to have Risk and Compliance to communicate with the Board. It is such an important skill set for Risk and Compliance to clearly articulate their message. (All credit to Jon Moon)
Reduce Your Dependency on Excel
Great tool, probably too great and far too convenient. In this data-driven world learning to avoid creating unstructured data will pay dividends later on.